Current Investigations

  • Leveraged ETFs and Inverse ETFs

    Leveraged ETFs and Inverse ETFs | Securities Fraud

    Has your Financial Adviser or Broker sold you Leveraged ETFs? If Yes, You May Have a Claim For Your Losses.Current Investigation A leveraged ETF is an exchange-traded fund (ETF) that utilizes financial derivatives and debt to amplify the returns of an underlying index. The fund essentially borrows money and combines this money with investors’ money […]

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  • Churning

    Churning | Excessive Trading | Securities Investment Fraud

    Churning occurs when a financial advisor buys and sells investments, such as stocks, in your account for the sole purpose of generating excessive commissions. The act of churning is a breach of the advisor’s duty to recommend suitable investments and investment strategies and is considered to be a form of securities fraud. If you did […]

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  • Stockbroker Misconduct

    Stockbroker Misconduct Attorney | Investment Fraud Lawyer

    Stockbrokers and other investment professionals play a very important role in the lives of their clients. Financial matters are arguably the most important issues that you will face in your life. Decisions related to retirement, purchasing a home, paying for your child or grandchild’s college education, or ensuring business continuity are just a few of […]

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